BSA Officer Training Series 2017 - Purchase the Entire Series!

 
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Webinar | 1 1/2 Hours | 2.0 CE Credits

Learn how to open multi-tiered business accounts. Complex business structures with multiple business entities owners present unique challenges in light of new Customer Due Diligence (CDD) rules. We will diagram and map out several complicated business structures and learn how to get the proper documentation, resolutions and beneficial ownership in these unique entities.

Webinar Highlights:
• Case Study #1 An... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

High Risk Products and Transactions - A Look at Risk

New exciting technologies bring new BSA/AML risk and exposure. This webinar will look at how to add these products to your account holder relationship while managing and mitigating the new risk. As BSA Officer, you will need to change your risk assessment, change your policy and increase internal controls to make sure these products and services are not used for... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

Schemes involving business emails, real estate, perfume and electronics in today's criminal market.

Does your account holder hide money? If so why? Is there a family issue such as gambling or divorce? Or is the account holder hiding money from the government? This program is designed to help you detect the how, where and why of hiding money and how it can be incredibly important to your BSA program. This program... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

The Bank Secrecy Act examination process requires training and education on anti-money laundering and other aspects of the law. In recent examinations, we have been asked to tailor the training to the job. It is important to come to the realization that BSA education is not “one size fits all”. Often there are complaints from lenders that this education does not apply to them. That may be true if you are trying to teach the... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

Does your financial institution have NBFI’s and/or MSB’s as account holders? Is it a challenge to identify those account holders, assess the potential risks they pose to your institution, and monitor those accounts on an ongoing basis? Designing and implementing an effective BSA/AML compliance program that incorporates an effective means of identifying and monitoring these accounts can be difficult.

Topics... Details

Webinar | 1 1/2 Hours | CE Credits: 2.0


Opening Account Procedures and Monitoring the Transactions

Your financial institution is full of account holders who require many types of services. The BSA exam identifies many services and account holders as high risk for money laundering. We will cover the high risk account holders and services listed in the BSA exam manual and begin to see their impact into our AML program. We will look at what makes... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

There are two sources of red flags: the systems and the front line. What are your procedures from systems or front line to investigation to SAR? These procedures could save your financial institution from expensive fraud and money laundering, or if improper, they could result in lack of a systematic approach to the AML program.


Topics Covered

What is a red flag?

What should your... Details
 
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