Regulatory / Compliance Webinars

 
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Webinar | 1 1/2 Hours | CE Credits: 2.0

The Federal Financial Institutions Examination Council (FFIEC) today issued new examination procedures on the final rule, “Customer Due Diligence Requirements for Financial Institutions,” issued by the Financial Crimes Enforcement Network (FinCEN) on May 11, 2018.
These examination procedures apply to banks, savings and loan associations, savings associations, credit unions, and branches, agencies, and representative offices... Details

Webinar | 1 1/2 Hours | 2.0 Credits

During this webinar we will cover all the new FAQs on beneficial ownership and customer due diligence. Finally, answers on drilling down, renewals, CTRs, existing customers and more. Don’t miss this chance for a final look at your procedures before it goes into effect on May 11, 2018.

Topics Covered
• Clarification on drilling down multi layers for owners on businesses
• Clarification on renewals for... Details
Webinar | 1 1/2 Hours | 2.0 CE Credits

The Board and the Bureau (Agencies) are proposing amendments to Regulation CC, which implements the Expedited Funds Availability Act (EFA Act) (2018 Proposal), and are also providing an additional opportunity for public comment on certain amendments to Regulation CC that the Board proposed in 2011 (2011 Funds Availability Proposal). In the 2018 Proposal, the Agencies are proposing a calculation methodology for implementing a... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

Is your front line a compliance asset or liability? Let’s make them a compliance asset. This regulatory review completes your financial institution’s annual training requirements. It also helps the front line understand that we can be fined and sued if we do not follow our regulatory responsibility. During the webinar, each regulation will spotlight the front line issues and how to handle them. This webinar will help your... Details
The Beneficial Ownership Bundle contains three webinars, regularly priced at $567, on sale now for only $399!

This bundle includes the following webinars:

1. Alert! FFIEC Issues New Customer Due Diligence and Beneficial Ownership Examination Procedures.

Description:
The Federal Financial Institutions Examination Council (FFIEC) today issued new examination procedures on the final rule, “Customer Due Diligence Requirements for Financial... Details
During this webinar, we will look at the top exam issues for 2018 and focus on avoiding the mishaps of poor planning on your examination. This program will move through some of the "hot spots" for BSA this year and help you stay clear of traps from the examination process.

Program Highlights
• Beneficial ownership on legal entities
• Drilling down on business structures
• High risk customers
• New SAR
• New CTR issues
• Risk... Details
Webinar | 1 1/2 Hours | 2.0 CE Credits

Learn how to open multi-tiered business accounts. Complex business structures with multiple business entities owners present unique challenges in light of new Customer Due Diligence (CDD) rules. We will diagram and map out several complicated business structures and learn how to get the proper documentation, resolutions and beneficial ownership in these unique entities.

Webinar Highlights:
• Case Study #1 An... Details

Webinar | 1 1/2 hours | 2.0 Credits

The webinar will go line by line through the CTR. You will learn how to avoid
pitfalls and common errors. These errors can cost you time and penalties
in corrections. You will receive a large handbook of common scenarios at
your financial institution plus you will be trained on the latest instructions
and interpretations.

Topics Covered
• Updated for transaction locations and filing ... Details
Webinar | 1 Hour | CE Credits: 1.25
 
Dodd-Frank's Section 342 mandated the creation of the Office of Minority and Women Inclusion (OMWI). This office is tasked with developing the standards for diverse policies and practices applied to financial institutions regulated by the federal banking agencies. The goal of the standards is to "promote transparency and awareness of diversity policies and practices."  An Interagency Policy Statement, effective June 10, ... Details

Webinar | 1 1/2 Hours | CE Credits: 2.0

Regulation CC is the regulation governing the availability of funds for transaction accounts and the holds which financial institutions can place on checks. This regulation was passed in 1988 and continues to be one of the toughest compliance problems in financial institutions around the country. Questions like can we place a hold on a cashier’s check? How many days can we hold checks on a new account? Does this apply to... Details