Regulatory / Compliance Webinars

 
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Webinar | 1 1/2 Hours | CE Credits: 2.0

The Federal Financial Institutions Examination Council (FFIEC) today issued new examination procedures on the final rule, “Customer Due Diligence Requirements for Financial Institutions,” issued by the Financial Crimes Enforcement Network (FinCEN) on May 11, 2018.
These examination procedures apply to banks, savings and loan associations, savings associations, credit unions, and branches, agencies, and representative offices... Details

Webinar | 1 1/2 Hours | 2.0 Credits

During this webinar we will cover all the new FAQs on beneficial ownership and customer due diligence. Finally, answers on drilling down, renewals, CTRs, existing customers and more. Don’t miss this chance for a final look at your procedures before it goes into effect on May 11, 2018.

Topics Covered
• Clarification on drilling down multi layers for owners on businesses
• Clarification on renewals for... Details

Webinar | 1 1/2 Hours

The Consumer Financial Protection Bureau and the Federal Reserve Board today jointly published amendments to Regulation CC that implement a statutory requirement to adjust for inflation the amount of funds depository institutions must make available to their customers. The amendments apply in circumstances ranging from next business day withdrawal of certain check deposits to setting the threshold amount for determining whether an account has... Details
Webinar | 1 1/2 Hours | CE Credits: 2.0

Is your front line a compliance asset or liability? Let’s make them a compliance asset. This regulatory review completes your financial institution’s annual training requirements. It also helps the front line understand that we can be fined and sued if we do not follow our regulatory responsibility. During the webinar, each regulation will spotlight the front line issues and how to handle them. This webinar will help your... Details
The Beneficial Ownership Bundle contains three webinars, regularly priced at $567, on sale now for only $399!

This bundle includes the following webinars:

1. Alert! FFIEC Issues New Customer Due Diligence and Beneficial Ownership Examination Procedures.

Description:
The Federal Financial Institutions Examination Council (FFIEC) today issued new examination procedures on the final rule, “Customer Due Diligence Requirements for Financial... Details
During this webinar, we will look at the top exam issues for 2018 and focus on avoiding the mishaps of poor planning on your examination. This program will move through some of the "hot spots" for BSA this year and help you stay clear of traps from the examination process.

Program Highlights
• Beneficial ownership on legal entities
• Drilling down on business structures
• High risk customers
• New SAR
• New CTR issues
• Risk... Details
Webinar | 1 1/2 Hours | 2.0 CE Credits

Learn how to open multi-tiered business accounts. Complex business structures with multiple business entities owners present unique challenges in light of new Customer Due Diligence (CDD) rules. We will diagram and map out several complicated business structures and learn how to get the proper documentation, resolutions and beneficial ownership in these unique entities.

Webinar Highlights:
• Case Study #1 An... Details

Webinar | 1 1/2 hours | 2.0 Credits

The webinar will go line by line through the CTR. You will learn how to avoid
pitfalls and common errors. These errors can cost you time and penalties
in corrections. You will receive a large handbook of common scenarios at
your financial institution plus you will be trained on the latest instructions
and interpretations.

Topics Covered
• Updated for transaction locations and filing ... Details
Webinar | 1 Hour | CE Credits: 1.25
 
Dodd-Frank's Section 342 mandated the creation of the Office of Minority and Women Inclusion (OMWI). This office is tasked with developing the standards for diverse policies and practices applied to financial institutions regulated by the federal banking agencies. The goal of the standards is to "promote transparency and awareness of diversity policies and practices."  An Interagency Policy Statement, effective June 10, ... Details

Webinar | 1 1/2 hours | 2.0 Credits

Today, someone you have never met walks in with a power of attorney and demands to be added to your customer's accounts—a customer with hundreds of thousands of dollars with your bank. Your customer is elderly and has no children. Immediately, your mind jumps to thoughts of fraud and protecting your customer as you scramble to figure out what to do. This is when well written and thought out power of attorney procedures for your ... Details

Webinar | 1 1/2 Hours

More than 35 states now have marijuana statutes of some sort. Are you going to bank this industry? How will you bank this industry? What is going on at the federal level? All of these questions will be addressed during this program on how to bank marijuana related businesses (MRBs) and the risk it entails. Don’t miss this program it is a must for those in the 33 states and those who are pending. We will cover pending or final federal... Details

Webinar | 1 1/2 Hours

It has always been challenging to open accounts for nonresident aliens and to identify the person we are doing business with. Since the USA PATRIOT Act, Customer Identification Program (CIP) law passed, opening these accounts and covering the required documentation and identification bases makes dealing with these accounts more challenging than ever. This issue is also a Bank Secrecy Act exam "hot spot" with the regulators as nonresident alien... Details

Webinar | 1 1/2 Hours | CE Credits: 2.0

Regulation CC is the regulation governing the availability of funds for transaction accounts and the holds which financial institutions can place on checks. This regulation was passed in 1988 and continues to be one of the toughest compliance problems in financial institutions around the country. Questions like can we place a hold on a cashier’s check? How many days can we hold checks on a new account? Does this apply to... Details